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Top technology tips for compliance consultants

Microsoft's Office 365 cloud has all the tools a compliance consultant needs to help you work more efficiently and productively.

​We've picked 4 of our favourites to give you a quick insight into how using Office 365 can improve your business, both internally and in collaboration with your clients.


Did you know Microsoft 365 makes a great client extranet for consultants?

One of the key interactions a compliance consultancy firm has with its clients is the constant creation and reviewing of client documents and the interaction with the client to finalise and agree the documents.

Undertaking this process using email is cumbersome, prone to error and can lead to privacy and security breaches. What do I mean by this exactly?

  • Email is a poor tool to control multiple revisions of documents between multiple parties, each of which make their own amendments in isolation that often contradict or duplicate feedback and changes from others in the email chain.

  • How many times has there been confusion about which email is the latest version, especially where multiple consultants might be involved in the process.?

  • Email makes it all too easy to inadvertently send confidential and private documents to the wrong recipient and once sent - there is no "recall".

For those consultants using Microsoft 365, you can easily turn this into a secure extranet with your clients, where both parties can upload, share documents and work on them together, without the document ever leaving the "source" environment. Microsoft 365 will even version control and audit every change, so it is easy to track who has amended a document and when, or if you need to, you can recover an accidentally overwritten version.

Clean, simple and secure exchanging of information with your clients. If you use Microsoft 365, you already have what you need to do this today.



You can use Microsoft Teams to share, discuss and reply to client emails

One of the perennial problems a team of consultants faces is ensuring everyone has visibility of key emails and interactions between clients, especially when a consultant is on holiday and a colleague has to cover for them.

Our approach using Microsoft 365 - we create a Microsoft Team for each client.

Not only is this a great environment to create and share documents, but each Team has its own email address that enables us to forward and reply to client emails, providing other members of the team with full visibility of the interaction. Better still, once we have forwarded the email to Teams we can internally have a quick and easy discussion without the need to send the email to everyone and then wait for their response. Even the discussion is visible to colleagues and auditable.

Microsoft Teams provides a clean, simple and secure way of storing, sharing, discussing and responding to client emails - whilst helping to keep unnecessary clutter out of everyone's inbox.



Maintain oversight of all client service activities

How do you keep visibility over who's working on which clients and which client service activities are running late?

Microsoft 365 has an easy to use and configure "events" feature that enables you to create and schedule client events and activities, which can then be allocated to the appropriate consultants.

  • Email reminders and escalation workflows can then keep everyone informed of pending or overdue events.

  • The overall schedule of events can be securely accessed via the browser or synchronised to your Outlook as just another calendar.

  • Consultants can have their own views of events allocated to them, or perhaps access a view of all events for a specific client regardless of the owner.

​Using Microsoft 365 gives you a quick, simple solution to increase visibility, management and oversight of this critical part of the service you provide to your clients.



Simplify the management and communication of regulatory news and information

The amount of regulatory change information that a consultancy must manage is forever increasing. What is worse, is that the activity is often duplicated across all consultants, who each keep and maintain their own set of records.

This is not a result of some sort of hubris, but because the central storage area for such information is often unavailable or makes it impossible to find information. Add to this the need to save and store documents multiple times because they logically apply to different regulations (or different folder structures) and it is easy to see how much wasted time this duplication of work costs a consultancy.

  • SharePoint, part of Microsoft 365, provides many tools and techniques to let you create rich document libraries full of navigable filters that let you quickly locate information.

  • These filters use metadata which not only allows documents to be tagged across multiple regulations, but also add to the searchable content, making search a much richer and rewarding experience.

Microsoft 365 provides clean, simple and easy to use document repositories that all consultants will use and benefit from.


Discover more and get in touch today


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